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Regulators

38 sites carry this tag.

New Zealand - Financial Markets Authority New Zealand - Financial Markets Authority- To encourage, promote and facilitate good securities and corporate practice and to discourage malpractice, both in the promotion of secu… Financial Services and Markets Authority (FSMA) Financial Services and Markets Authority (FSMA)- The single supervisory authority for the Belgian financial sector. Argentina - Comisón Nacional de Valores Argentina - Comisón Nacional de Valores- The National Securities Commission of the Argentine Republic ensures the transparency of Argentina's securities markets, watches over the … Norway - Financial Supervisory Authority of Norway Norway - Financial Supervisory Authority of Norway- The Finanstilsynet, with limited content in English, mostly in Norwegian. Bangladesh - Securities and Exchange Commission Bangladesh - Securities and Exchange Commission- Mission is to protect the interests of securities investors; develop fair, transparent and efficient securities markets; and ensur… South Korea - Korea Financial Supervisory Commission South Korea - Korea Financial Supervisory Commission- Lists recent proposals and initiatives, with links to English versions. More in Korean. Germany - Bundesanstalt für Finanzdienstleistungsaufsicht Germany - Bundesanstalt für Finanzdienstleistungsaufsicht- BaFin, the Germany's Federal Financial Supervisory Authority. Society of Financial Examiners Society of Financial Examiners- Professional society for examiners of insurance companies, banks, savings and loans, and credit unions. Brazil - Securities and Exchange Commission of Brazil Brazil - Securities and Exchange Commission of Brazil- Comissão de Valores Mobiliários, with a section of regulations of interest to foreign investors. International Organization of Securities Commissions International Organization of Securities Commissions- Has as members the individual securities regulators. Latvia - Securities Markets Commission of the Republic of Latvia Latvia - Securities Markets Commission of the Republic of Latvia- Ensuring overall stability in the financial and capital markets. Hong Kong - Office of the Commissioner of Insurance Hong Kong - Office of the Commissioner of Insurance- Regulatory body set up for the administration of the Insurance Companies Ordinance. Austrian Financial Market Authority Austrian Financial Market Authority- Combines the former regulatory roles of the Federal Ministry of Finance and the Austrian Securities Authority (Bundes-Wertpapier-Aufsicht). Australian Securities and Investment Commission Australian Securities and Investment Commission- Enforces company and financial services laws to protect consumers, investors and creditors; regulates and informs the public about… Australian Prudential Regulatory Authority Australian Prudential Regulatory Authority- APRA is the prudential regulator of banks, insurance companies and superannuation funds, credit unions, building societies and friendly… Papua New Guinea - Securities Commission of Papua New Guinea Papua New Guinea - Securities Commission of Papua New Guinea- The SCPNG is a division of the Investment Promotion Authority. South Africa - Financial Services Board South Africa - Financial Services Board- Regulating insurers, intermediaries, retirement funds, friendly societies, unit trust schemes, management companies, and financial markets. Namibia Financial Institutions Supervisory Authority Namibia Financial Institutions Supervisory Authority- With information about the legal position of NAMFISA, its consumer education bulletins, and an online complaints form. Gibraltar - Financial Services Commission Gibraltar - Financial Services Commission- Statutory body corporate established by the 1989 Financial Services Commission Ordinance. Estonia - Finantsinspektsioon Estonia - Finantsinspektsioon- Papers and rules by the Financial Supervision Authority, an autonomous agency of the Bank of Estonia. Iceland - Financial Supervisory Authority Iceland - Financial Supervisory Authority- The Fjármálaeftirlitsins is responsible for the official regulation and supervision of financial operations in Iceland. Isle of Man - Financial Supervision Commission Isle of Man - Financial Supervision Commission- Manx body responsible for the licensing and supervision of banks, building societies, investment business, collective investment sc… United Kingdom - Financial Services Authority United Kingdom - Financial Services Authority- Regulator of all providers of financial services in the UK; Bank of England retains responsibility for systemic risk. Thailand - Office of the Securities and Exchange Commission Thailand - Office of the Securities and Exchange Commission- Supervises Thailand's capital markets. Malaysia - Securities Commission of Malaysia Malaysia - Securities Commission of Malaysia- Combined Malaysian regulator with the aim of protecting the investor, and encouraging and promoting the development of the securities… Turkey - Capital Markets Board of Turkiye Turkey - Capital Markets Board of Turkiye- The regulatory and supervisory authority in charge of the securities markets in Turkey Portuguese Insurance Institute Portuguese Insurance Institute- Instituto de Seguros de Portugal is the body that controls and supervises the business of insurance and reinsurance, pension funds and brokerage. China Securities Regulatory Commission China Securities Regulatory Commission- The CSRC is the executive branch of State Council Securities Commission, which is the central market regulation authority. Financial Action Task Force on Money Laundering Financial Action Task Force on Money Laundering- Inter-governmental body developing and promoting policies to combat money laundering and terrorist financing. Includes a summary o… France - Autorité des marchés financiers France - Autorité des marchés financiers- A subset of the notices and rules are available in English, most only in French.